Fla. Stat. 429.23
Internal risk management and quality assurance program; adverse incidents and reporting requirements


(1)

Every facility licensed under this part may, as part of its administrative functions, voluntarily establish a risk management and quality assurance program, the purpose of which is to assess resident care practices, facility incident reports, deficiencies cited by the agency, adverse incident reports, and resident grievances and develop plans of action to correct and respond quickly to identify quality differences.

(2)

Every facility licensed under this part is required to maintain adverse incident reports. For purposes of this section, the term, “adverse incident” means:An event over which facility personnel could exercise control rather than as a result of the resident’s condition and results in:
Death;
Brain or spinal damage;
Permanent disfigurement;
Fracture or dislocation of bones or joints;
Any condition that required medical attention to which the resident has not given his or her consent, including failure to honor advanced directives;
Any condition that requires the transfer of the resident from the facility to a unit providing more acute care due to the incident rather than the resident’s condition before the incident; or
An event that is reported to law enforcement or its personnel for investigation; or
Resident elopement, if the elopement places the resident at risk of harm or injury.

(a)

An event over which facility personnel could exercise control rather than as a result of the resident’s condition and results in:Death;Brain or spinal damage;Permanent disfigurement;Fracture or dislocation of bones or joints;Any condition that required medical attention to which the resident has not given his or her consent, including failure to honor advanced directives;Any condition that requires the transfer of the resident from the facility to a unit providing more acute care due to the incident rather than the resident’s condition before the incident; orAn event that is reported to law enforcement or its personnel for investigation; or
1. Death;
2. Brain or spinal damage;
3. Permanent disfigurement;
4. Fracture or dislocation of bones or joints;
5. Any condition that required medical attention to which the resident has not given his or her consent, including failure to honor advanced directives;
6. Any condition that requires the transfer of the resident from the facility to a unit providing more acute care due to the incident rather than the resident’s condition before the incident; or
7. An event that is reported to law enforcement or its personnel for investigation; or

(b)

Resident elopement, if the elopement places the resident at risk of harm or injury.

(3)

Licensed facilities shall provide within 1 business day after the occurrence of an adverse incident, through the agency’s online portal, or if the portal is offline, by electronic mail, a preliminary report to the agency on all adverse incidents specified under this section. The report must include information regarding the identity of the affected resident, the type of adverse incident, and the status of the facility’s investigation of the incident.

(4)

Licensed facilities shall provide within 15 days, through the agency’s online portal, or if the portal is offline, by electronic mail, a full report to the agency on all adverse incidents specified in this section. The report must include the results of the facility’s investigation into the adverse incident.

(5)

Three business days before the deadline for the submission of the full report required under subsection (4), the agency shall send by electronic mail a reminder to the facility’s administrator and other specified facility contacts. Within 3 business days after the agency sends the reminder, a facility is not subject to any administrative or other agency action for failing to withdraw the preliminary report if the facility determines the event was not an adverse incident or for failing to file a full report if the facility determines the event was an adverse incident.

(6)

Abuse, neglect, or exploitation must be reported to the Department of Children and Families as required under chapter 415.

(7)

The information reported to the agency pursuant to subsection (3) which relates to persons licensed under chapter 458, chapter 459, chapter 461, chapter 464, or chapter 465 shall be reviewed by the agency. The agency shall determine whether any of the incidents potentially involved conduct by a health care professional who is subject to disciplinary action, in which case the provisions of s. 456.073 apply. The agency may investigate, as it deems appropriate, any such incident and prescribe measures that must or may be taken in response to the incident. The agency shall review each incident and determine whether it potentially involved conduct by a health care professional who is subject to disciplinary action, in which case the provisions of s. 456.073 apply.

(8)

If the agency, through its receipt of the adverse incident reports prescribed in this part or through any investigation, has reasonable belief that conduct by a staff member or employee of a licensed facility is grounds for disciplinary action by the appropriate board, the agency shall report this fact to such regulatory board.

(9)

The adverse incident reports and preliminary adverse incident reports required under this section are confidential as provided by law and are not discoverable or admissible in any civil or administrative action, except in disciplinary proceedings by the agency or appropriate regulatory board.

(10)

The agency may adopt rules necessary to administer this section.

Source: Section 429.23 — Internal risk management and quality assurance program; adverse incidents and reporting requirements, https://www.­flsenate.­gov/Laws/Statutes/2024/0429.­23 (accessed Aug. 7, 2025).

429.01
Short title
429.02
Definitions
429.04
Facilities to be licensed
429.07
License required
429.08
Unlicensed facilities
429.11
Initial application for license
429.12
Sale or transfer of ownership of a facility
429.14
Administrative penalties
429.17
Expiration of license
429.18
Disposition of fees and administrative fines
429.19
Violations
429.20
Certain solicitation prohibited
429.22
Receivership proceedings
429.23
Internal risk management and quality assurance program
429.24
Contracts
429.26
Appropriateness of placements
429.27
Property and personal affairs of residents
429.28
Resident bill of rights
429.29
Civil actions to enforce rights
429.31
Closing of facility
429.34
Right of entry and inspection
429.35
Maintenance of records
429.41
Rules establishing standards
429.42
Pharmacy and dietary services
429.44
Construction and renovation
429.47
Prohibited acts
429.49
Resident records
429.52
Staff training and educational requirements
429.53
Consultation by the agency
429.54
Collection of information
429.55
Consumer information website
429.075
Limited mental health license
429.174
Background screening
429.176
Notice of change of administrator
429.177
Patients with Alzheimer’s disease or other related disorders
429.178
Special care for persons with Alzheimer’s disease or other related disorders
429.195
Rebates prohibited
429.255
Use of personnel
429.256
Assistance with self-administration of medication and with other tasks
429.275
Business practice
429.293
Presuit notice
429.294
Availability of facility records for investigation of resident’s rights violations and defenses
429.295
Certain provisions not applicable to actions under this part
429.296
Statute of limitations
429.297
Punitive damages
429.298
Punitive damages
429.435
Uniform firesafety standards
429.445
Compliance with local zoning requirements

Current through Fall 2025

§ 429.23. Internal risk management & quality assurance program; adverse incidents and reporting requirements's source at flsenate​.gov